DFX Intelligence

H••••• J•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst10 years in industry

H••••• J•••• S••••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | San Carlos, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Nov 5, 2025	n/a	yes	San Carlos, CA\|OVERLAND PARK, KS	Current employment
P•••••• P•••••• W••••• L••	Independent wealth	Nov 20, 2023	Sep 25, 2024	no	BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••• W••••• L••	C••••••• P•••••••	Sep 25, 2024	Nov 5, 2025	406	Firm change after gap	RIA to RIA
C•••••• S••••• • C••• I•••	P•••••• P•••••• W••••• L••	Oct 5, 2023	Nov 20, 2023

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ P•••••• P•••••• W••••• L••Registered adviserregistration: previous registration
Nov 20, 2023 to Sep 25, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 15, 2016 to Oct 5, 2023factForm ADV

Dated events

Order

Occurred
25 Sep 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
5 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 15, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.