DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | LOS ANGELES, CA|MARINA DEL REY, CA | Current employment |
| G•• A••••••• | Former SEC adviser | Jul 11, 2012 | Dec 2, 2013 | no | MARINA DEL REY, CA|PASADENA, CA|VENTURA, CA|PASADENA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•• A••••••• | C••••• I••••••••• A••••••• L•• | Dec 2, 2013 | Jun 29, 2023 | 3,496 | Firm change after gap | Other |
| W•••••• I••••••••• S••••••••• | G•• A••••••• | Mar 16, 2012 | Jul 11, 2012 |
| W•••••• I••••••••• S••••••••• | Former SEC adviser | Jun 1, 2010 | Mar 16, 2012 | no | PASADENA, CA|Pasadena, CA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Jun 16, 2004 | Jul 18, 2006 | no | LOS ANGELES, CA|Los Angeles, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 29, 2000 | Jul 30, 2003 | no | BEVERLY HILLS, CA | Previous registration |
| 117 |
| Firm change |
| Other |
| M•• I•••••••• S•••••••• L•• | W•••••• I••••••••• S••••••••• | Jul 18, 2006 | Jun 1, 2010 | 1,414 | Firm change after gap | Other |
| U•• F•••••••• S••••••• I••• | M•• I•••••••• S•••••••• L•• | Jul 30, 2003 | Jun 16, 2004 | 322 | Firm change | Other |