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Advisor at P••• W••••• P•••••••
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• W••••• P••••••• | Independent wealth | Oct 2, 2024 | n/a | yes | BOCA RATON, FL | Current employment |
| E•••••••• A•••••••• L•• | National bd RIA | Oct 28, 2015 | Oct 9, 2024 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | P••• W••••• P••••••• | Oct 9, 2024 | Oct 2, 2024 | -7 | Firm change | Ibd to RIA |
| M•• I•••••••• S•••••••• L•• | E•••••••• A•••••••• L•• | Aug 30, 2011 | Oct 28, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:323361:FL:2024-10-09 | Oct 9, 2024 | Oct 2, 2024 | BOCA RATON, FL | Firm change |
| M•• I•••••••• S•••••••• L•• |
| Bd affiliated wealth |
| May 3, 2007 |
| Aug 30, 2011 |
| no |
| FT LAUDERDALE, FL |
| Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Nov 27, 2000 | Apr 4, 2007 | no | BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| 1,520 |
| Firm change after gap |
| Other |
| N•• E•••••• S••••••••• C••••••••• | M•• I•••••••• S•••••••• L•• | Apr 4, 2007 | May 3, 2007 | 29 | Firm change | Other |