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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Vestavia Hills, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 21, 2023 | n/a | yes | Vestavia Hills, AL|AUSTIN, TX | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Aug 12, 2020 | Oct 2, 2023 | no | VESTAVIA HILLS, AL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 26, 2018 | Aug 11, 2020 | no | NORTH BIRMINGHAM, AL|MCCALLA, AL|OXFORD, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | KESTRA ADVISORY SERVICES, LLC | Oct 2, 2023 | Sep 21, 2023 | -11 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | SECURITIES AMERICA ADVISORS, INC. | Aug 11, 2020 | Aug 12, 2020 | 1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:283330:AL:2023-10-02 | Oct 2, 2023 | Sep 21, 2023 | VESTAVIA HILLS, AL | Firm change |