DFX Intelligence

R••••• J••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

R••••• J••••• W•••••

Advisor at O•••• W•••••• I•••

BRENTWOOD, CA | PLEASANT HILL, CA

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Search this name across graphsid dfx:ria:f3318649-1389-b8b4-0a1d-111c1c5fbab4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 1, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jul 14, 2026	n/a	yes	BRENTWOOD, CA\|PLEASANT HILL, CA	Current employment
W••••• L••••• I••••••••• S••••••• L••	Independent wealth	Mar 1, 1993	Sep 2, 2026	no	PLEASANT HILL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• L••••• I••••••••• S••••••• L••	O•••• W•••••• I•••	Sep 2, 2026	Jul 14, 2026	-50	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
109770:23131:CA:2026-09-02	Sep 2, 2026	Jul 14, 2026	PLEASANT HILL, CA	Firm change after gap

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ W••••• L••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Mar 1, 1993 to Sep 2, 2026factForm ADV

Dated events

Occurred
Sep 2, 2026
Advisor changed firm
R••••• J••••• W••••• left W••••• L••••• I••••••••• S••••••• L•• for O•••• W•••••• I••• (registered 2026-07-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3318649-1389-b8b4-0a1d-111c1c5fbab4
First observed: Mar 1, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.