DFX Intelligence

K••••••• M• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

K••••••• M• D•••••••

Advisor at B••••••••• A•••• M••••••••• L••

JUPITER, FL | Tierra Verde, FL

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Search this name across graphsid dfx:ria:f3319b54-ad2d-9b66-72ed-81c93678eec0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 25, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• A•••• M••••••••• L••	Independent wealth	Jun 2, 2017	n/a	yes	JUPITER, FL\|Tierra Verde, FL	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Sep 3, 2014	May 22, 2017	no	HOUSTON, TX\|BRADENTON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	B••••••••• A•••• M••••••••• L••	May 22, 2017	Jun 2, 2017	11	Firm change	Other
F•••••••• T••••••• I•••	N••• F•••••••• G••••• I•••	Aug 27, 2014	Sep 3, 2014

Relationships

Registered with (4)

→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 2, 2017 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 3, 2014 to May 22, 2017factForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2011 to Aug 27, 2014factForm ADV
→ S••••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3319b54-ad2d-9b66-72ed-81c93678eec0
First observed: Mar 25, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.