DFX Intelligence

Data Factory

T••••• M•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

T••••• M•••• P•••••

Advisor at E•• A••••••• S•••••••• I••

SOUTHFIELD, MI | Brookshire, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f33216e5-0767-757f-4bc3-19f4310844d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• A••••••• S•••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•• A••••••• S•••••••• I••	Independent wealth	Apr 26, 2011	n/a	yes	SOUTHFIELD, MI\|Brookshire, TX	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Mar 10, 2011	Jul 1, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	E•• A••••••• S•••••••• I••	Jul 1, 2011	Apr 26, 2011	-66	Firm change after gap	Other
A••••••• F•••••••• A•••••••• L••	G••••• W••••• M••••••••• I•••	Mar 22, 2011

Relationships

Registered with (5)

→ E•• A••••••• S•••••••• I••Registered adviserregistration: current employment
Apr 26, 2011 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2011 to Jul 1, 2011factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 9, 2011 to Mar 22, 2011factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f33216e5-0767-757f-4bc3-19f4310844d9
First observed: Mar 7, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.