DFX Intelligence
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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Oct 2, 2015 | n/a | yes | DENVER, CO|LINCROFT, NJ|Denver, CO | Current employment |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Sep 30, 2014 | Oct 8, 2015 | no | DENVER, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | W•••• I••••••••• A•••••••• L•• | Oct 8, 2015 | Oct 2, 2015 | -6 | Firm change | Other |
| F•••••••• T••••••• I••• | I••••••••• F•••••••• P••••••• | Sep 30, 2014 | Sep 30, 2014 |
| F•••••••• T••••••• I••• | Former SEC adviser | Sep 2, 2014 | Sep 30, 2014 | no | SAN RAFAEL, CA|DENVER, CO|denver, CO | Previous registration |
| F•••••••• T••••••• I••• | Former SEC adviser | Nov 16, 2009 | Aug 22, 2014 | no | DENVER, CO|SAN RAFAEL, CA | Previous registration |
| 0 |
| Firm change |
| Other |