DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ROCKEFELLER GROUP INVESTMENT MANAGEMENT CORP.

CRD 162407

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f34fb44a-b6dc-8d28-a727-d209f496d44b

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 1
Observed: Mar 12, 2012 to Mar 26, 2018
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Rockefeller Group Investment Management Corp.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $115MItem 5.F on the latest filing (2018-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $106Mgross asset value as reported per fund; never fund size
Custody, client assets: $115M
SEC number: 801-74581
CRD: 162407
Filings on the tape: 16
First filed: Mar 12, 2012
Latest filed: Mar 26, 2018
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ROCKEFELLER GROUP U.S. PREMIER OFFICE FUND LP	Real Estate Fund	$106M	Mar 26, 2018	45	May 4, 2012	reported	021-175850

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLUME, GERALD, WILLIAM	VICE PRESIDENT & GENERAL COUNSEL	Na	yes	07/2015	Nov 11, 2015	Mar 26, 2018
CURRO, SANTO	SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER	Na	yes	04/2011	Mar 12, 2012	Mar 26, 2018
LEE, PARKIN	DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	Na	yes	07/2015	Mar 12, 2012	Mar 26, 2018
MASUDA, TETSUYA, (NMN)	Director	Na	yes	03/2016	Nov 23, 2016	Mar 26, 2018
MITSUBISHI ESTATE CO., LTD.	Shareholder	E	yes	02/1997	Mar 12, 2012	Mar 26, 2018
ROCKEFELLER GROUP INTERNATIONAL, INC.	Shareholder	E	yes	10/2006	Mar 12, 2012	Mar 26, 2018
ROCKEFELLER GROUP, INC.	Shareholder	E	yes	11/1997	Mar 12, 2012	Mar 26, 2018
SILVESTRI, VINCENT, EDMOND	Director	Na	yes	01/2007	Mar 12, 2012	Mar 26, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TA REALTY LLC	n/a	Asset manager	$1.5B	N	yes	n/a
EFIV RGI EXECUTIVE LP	n/a	n/a	n/a	Y	no	n/a
EUROPA CAPITAL LIMITED LIABILITY PARTNERSHIP	n/a	n/a	n/a	Y	no	n/a
PETER BECKER	n/a	n/a	n/a	N	yes	n/a
ROCKEFELLER GROUP INTERNATIONAL, INC.	n/a	n/a	n/a	Y	no	n/a
ROCKEFELLER GROUP U.S. PREMIER OFFICE EXECUTIVE GP LLC	n/a	n/a	n/a	Y	no	n/a
ROCKEFELLER GROUP U.S. PREMIER OFFICE GP LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 26, 2018	$115M	$115M	2	2	0	1	$106M
2016	Mar 23, 2017	$122M	$122M	3	3	n/a	1	$113M
2015	Mar 11, 2016	$172M	$172M	3	3	n/a	1	$163M
2014	Mar 30, 2015	$203M	$203M	8	8	n/a	1	$194M
2013	Mar 28, 2014	$284M	$284M	9	9	n/a	1	$197M
2012	Mar 18, 2013	$177M	$177M	9	8	n/a	1	$177M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$115M	$122M	-6.2%	$203M	-17.4%	2	3	0	n/a

Relationships

Affiliated with (1)

→ TA REALTY LLCRegistered adviserother investment adviser, bank, LP sponsor, common control
factForm ADV

Advises (1)

→ ROCKEFELLER GROUP U.S. PREMIER OFFICE FUND LPPrivate fundReal Estate Fund, IA
May 4, 2012 to presentfactForm ADV

Controls (8)

← CURRO, SANTOOwnerSENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 12, 2012 to presentfactForm ADV
← LEE, PARKINOwnerDIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 12, 2012 to presentfactForm ADV
← SILVESTRI, VINCENT, EDMONDOwnerDIRECTOR, ownership code NA, individual
Mar 12, 2012 to presentfactForm ADV
← BLUME, GERALD, WILLIAMOwnerVICE PRESIDENT & GENERAL COUNSEL, ownership code NA, individual
Nov 11, 2015 to presentfactForm ADV
← MASUDA, TETSUYA, (NMN)OwnerDIRECTOR, ownership code NA, individual
Nov 23, 2016 to presentfactForm ADV
← MITSUBISHI ESTATE CO., LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 12, 2012 to presentfactForm ADV
← ROCKEFELLER GROUP INTERNATIONAL, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 12, 2012 to presentfactForm ADV
← ROCKEFELLER GROUP, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 12, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f34fb44a-b6dc-8d28-a727-d209f496d44b
First observed: Mar 12, 2012
Last observed: Mar 26, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROCKEFELLER GROUP INVESTMENT MANAGEMENT CORP.

CRD 162407

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f34fb44a-b6dc-8d28-a727-d209f496d44b

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ROCKEFELLER GROUP U.S. PREMIER OFFICE FUND LP

Real Estate Fund

$106M

Mar 26, 2018

May 4, 2012

reported

021-175850

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLUME, GERALD, WILLIAM

VICE PRESIDENT & GENERAL COUNSEL

yes

07/2015

Nov 11, 2015

Mar 26, 2018

CURRO, SANTO

SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER

yes

04/2011

Mar 12, 2012

Mar 26, 2018

LEE, PARKIN

DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER

yes

07/2015

Mar 12, 2012

Mar 26, 2018

MASUDA, TETSUYA, (NMN)

Director

yes

03/2016

Nov 23, 2016

Mar 26, 2018

MITSUBISHI ESTATE CO., LTD.

Shareholder

yes

02/1997

Mar 12, 2012

Mar 26, 2018

ROCKEFELLER GROUP INTERNATIONAL, INC.

Shareholder

yes

10/2006

Mar 12, 2012

Mar 26, 2018

ROCKEFELLER GROUP, INC.

Shareholder

yes

11/1997

Mar 12, 2012

Mar 26, 2018

SILVESTRI, VINCENT, EDMOND

Director

yes

01/2007

Mar 12, 2012

Mar 26, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TA REALTY LLC

n/a

Asset manager

$1.5B

yes

n/a

EFIV RGI EXECUTIVE LP

n/a

EUROPA CAPITAL LIMITED LIABILITY PARTNERSHIP

n/a

PETER BECKER

n/a

yes

n/a

ROCKEFELLER GROUP INTERNATIONAL, INC.

n/a

ROCKEFELLER GROUP U.S. PREMIER OFFICE EXECUTIVE GP LLC

n/a

ROCKEFELLER GROUP U.S. PREMIER OFFICE GP LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 26, 2018

$115M

$106M

2016

Mar 23, 2017

$122M

n/a

$113M

2015

Mar 11, 2016

$172M

n/a

$163M

2014

Mar 30, 2015

$203M

n/a

$194M

2013

Mar 28, 2014

$284M

n/a

$197M

2012

Mar 18, 2013

$177M

n/a

$177M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$115M

$122M

-6.2%

$203M

-17.4%

n/a