This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HARBOUR INVESTMENTS, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Aug 31, 2010

First registration

Sep 21, 2010

Dual registered

yes, broker-dealer

Other names

TYLER J BRAUN

IAPD individual key

5685296

• Occurred

  Jul 8, 2026
  Advisor changed firm

  Tyler James Braun left The Tranel Group, Llc for Harbour Investments, Inc. (registered 2025-09-22)

  Form ADVobserved 6 days ago
• Occurred

  Apr 15, 2026
  Advisor changed firm

  Tyler James Braun left Money Concepts Advisory Service for The Tranel Group, Llc (registered 2023-08-18)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f351584d-4688-d881-429c-1dc5f6c3e331

First observed

Sep 21, 2010

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.