DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 30, 2021 | n/a | yes | ALEXANDRIA, VA|SAN DIEGO, CA|Tysons, VA | Current employment |
| C••••• A••••••• L•• | Former SEC adviser | Feb 12, 2016 | Aug 2, 2021 | no | FORT MYERS, FL|TYSONS, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A••••••• L•• | L•• F•••••••• L•• | Aug 2, 2021 | Jul 30, 2021 | -3 | Firm change | Ibd to ibd |
| S••••••• I••••••••• S•••••••• I••• | C••••• A••••••• L•• | Feb 17, 2016 | Feb 12, 2016 |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Dec 12, 2014 | Feb 17, 2016 | no | WASHINGTON, DC|CHEVY CHASE, MD|WASHINGTON, DC|BETHESDA, MD | Previous registration |
| C•••••• O•• F•••••••• A••••••• L•• | n/a | Aug 3, 2011 | Dec 16, 2014 | no | MELVILLE, NY|MCLEAN, VA | Previous registration |
| -5 |
| Firm change |
| Other |
| C•••••• O•• F•••••••• A••••••• L•• | S••••••• I••••••••• S•••••••• I••• | Dec 16, 2014 | Dec 12, 2014 | -4 | Firm change | Other |