J• H••• O•

Advisor at M•••• C••••••• A••••••• S••••••

Anaheim, CA | PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f36f6d7c-aded-69a7-db89-d232f813768b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 17, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Mar 13, 2025	n/a	yes	Anaheim, CA\|PALM BEACH GARDENS, FL	Current employment
U•••• W••••• P•••••••	Former SEC adviser	Nov 1, 2023	Dec 16, 2024	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• W••••• P•••••••	M•••• C••••••• A••••••• S••••••	Dec 16, 2024	Mar 13, 2025	87	Firm change	RIA to ibd
A••••••• A••••••• S•••••••• L••	U•••• W••••• P•••••••	Jul 28, 2022	Nov 1, 2023

Relationships

Registered with (3)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Mar 13, 2025 to presentfactForm ADV
→ U•••• W••••• P•••••••Registered adviserregistration: previous registration
Nov 1, 2023 to Dec 16, 2024factForm ADV
→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2021 to Jul 28, 2022factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f36f6d7c-aded-69a7-db89-d232f813768b
First observed: Nov 17, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.