DFX Intelligence

M•••••• W•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• W•••••• A••••••

Advisor at R•• W••••• M•••••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• M•••••••••	Independent wealth	Jun 27, 2017	n/a	yes	Dublin, OH\|NEW PHILADELPHIA, OH	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jun 23, 2017	n/a	yes	Lima, OH\|New Philadelphia, OH\|DUBLIN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• I••••••••• M••••••••• I•••	C••••••••• F•••••••• N••••••	Nov 10, 2009	Jun 23, 2017	2,782	Firm change after gap	Other
J••• M••••• A•••• M•••••••••	J••• M••••• I••••••••• M••••••••• I•••	Dec 31, 2005	Jan 3, 2006

Relationships

Registered with (4)

→ R•• W••••• M•••••••••Registered adviserregistration: current employment
Jun 27, 2017 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jun 23, 2017 to presentfactForm ADV
→ J••• M••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2006 to Nov 10, 2009factForm ADV
→ J••• M••••• A•••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 9, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.