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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALLIED PRIVATE WEALTH

CRD 328952

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f390bf79-ca7a-de9e-79ac-6ee02b8d16bf

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 23, 2023 to Mar 25, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $224MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $224M
Private client RAUM: $224MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $74.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 417
Individual clients: 25
High net worth clients: 203
SEC number: 801-129089
CRD: 328952
Filings on the tape: 10
First filed: Oct 23, 2023
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, FL
Website: alliedprivatewealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARA SCHIFF SCHAINUCK	n/a	BOCA RATON, FL	1	43	4	no
ALEX LEE	n/a	BOCA RATON, FL	0	12	3	no
JOHN ENTENBERG	n/a	BOCA RATON, FL	0	32	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEE, ALEX	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	10/2023	Oct 23, 2023	Mar 30, 2024
MADDOX CAPITAL LLC	MANAGING MEMBER	E	yes	10/2023	Dec 5, 2023	Mar 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 25, 2026	$224M	$224M	4	3	n/a	n/a
2024	Apr 30, 2025	$187M	$187M	4	3	n/a	n/a
2023	Mar 30, 2024	$106M	$106M	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$224M	$187M	20.1%	n/a	n/a	4	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SKY ALPHA ASSET ADVISORS	2	Feb 20, 2024	Aug 31, 2026	BOCA RATON, FL	Team lift out	RIA to new firm	50.0%

Relationships

Registered with (3)

← JOHN ENTENBERGAdvisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← ALEX LEEAdvisorregistration: current employment
Nov 14, 2025 to presentfactForm ADV
← MARA SCHIFF SCHAINUCKAdvisorregistration: current employment
Dec 6, 2024 to presentfactForm ADV

Moved with (1)

← SKY ALPHA ASSET ADVISORSRegistered adviser2 advisors, team lift out, same day
Feb 20, 2024 to Aug 31, 2026factForm ADV

Controls (2)

← LEE, ALEXOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Oct 23, 2023 to Mar 30, 2024factForm ADV
← MADDOX CAPITAL LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Dec 5, 2023 to Mar 30, 2024factForm ADV

Dated events

Occurred
Feb 20, 2024
Team lift-out
2 advisors left Sky Alpha Asset Advisors (Boca Raton, FL) for Allied Private Wealth on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Oct 24, 2023
Regulatory AUM changed
Allied Private Wealth reported RAUM $0, down 100% from $145.0M (2023-10-23 to 2023-10-24)
Form ADVobserved 4 days ago
$-145M
Occurred
Oct 23, 2023
First Form ADV filing
Allied Private Wealth filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f390bf79-ca7a-de9e-79ac-6ee02b8d16bf
First observed: Oct 23, 2023
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLIED PRIVATE WEALTH

CRD 328952

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f390bf79-ca7a-de9e-79ac-6ee02b8d16bf

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARA SCHIFF SCHAINUCK

n/a

BOCA RATON, FL

ALEX LEE

n/a

BOCA RATON, FL

JOHN ENTENBERG

n/a

BOCA RATON, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEE, ALEX

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

10/2023

Oct 23, 2023

Mar 30, 2024

MADDOX CAPITAL LLC

MANAGING MEMBER

yes

10/2023

Dec 5, 2023

Mar 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$224M

n/a

2024

Apr 30, 2025

$187M

n/a

2023

Mar 30, 2024

$106M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$224M

$187M

20.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SKY ALPHA ASSET ADVISORS

Feb 20, 2024

Aug 31, 2026

BOCA RATON, FL

Team lift out

RIA to new firm

50.0%