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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
SAN DIEGO, CA | Dublin, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 24, 2025 | n/a | yes | SAN DIEGO, CA|Dublin, CA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | May 22, 2014 | Jan 27, 2025 | no | SAN RAMON, CA|SAN RAMON, CA|ALAMO, CA|SAN RAMON, CA|FORT WAYNE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | COMMONWEALTH FINANCIAL NETWORK | Jan 27, 2025 | Jan 24, 2025 | -3 | Firm change | Ibd to ibd |