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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MATTHEW ROWE SWEET

Advisor at OSAIC INSTITUTIONS, INC.

Torrington, CT

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Search this name across graphsid dfx:ria:f3974581-4099-e32b-25c0-9a58d1a3df0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 11, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 11, 2001
First registration: Jun 16, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2086238

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	May 15, 2026	n/a	yes	Torrington, CT	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Sep 5, 2017	Apr 14, 2025	no	Goshen, CT\|GOSHEN, CT\|MERIDEN, CT	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 23, 2010	Jul 21, 2017	no	TORRINGTON, CT\|LITCHFIELD, CT	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 5, 2006	Aug 20, 2010	no	TORRINGTON, CT\|CANTON, CT\|TORRINGTON, CT\|LITCHFIELD, CT\|TORRINGTON, CT\|WASHINGTON DEPOT, CT\|GOSHEN, CT\|NEW MILFORD, CT	Previous registration
THE MASSMUTUAL TRUST COMPANY	n/a	Jun 16, 2005	Sep 26, 2006	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OSAIC INSTITUTIONS, INC.	Jul 21, 2017	Sep 5, 2017	46	Firm change	Other
OSAIC INSTITUTIONS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 20, 2010	Aug 23, 2010	3	Firm change	Other
THE MASSMUTUAL TRUST COMPANY	OSAIC INSTITUTIONS, INC.	Sep 26, 2006	Oct 5, 2006	9	Firm change	Other

Relationships

Registered with (3)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Sep 5, 2017 to Apr 14, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 23, 2010 to Jul 21, 2017factForm ADV
→ THE MASSMUTUAL TRUST COMPANYRegistered adviserregistration: previous registration
Jun 16, 2005 to Sep 26, 2006factForm ADV

Dated events

No dated event names this entity yet.