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RIA / WealthAdvisor38 years in industry

David Charles Betz

Advisor at AMERICAN CAPITAL MANAGEMENT, INC.

NEW ALBANY, IN

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Search this name across graphsid dfx:ria:f39bfa7b-7446-fb89-8e2f-da2b85a58948

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERICAN CAPITAL MANAGEMENT, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 16, 1988
First registration: Jul 18, 2008
Dual registered: no
IAPD individual key: 1795419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERICAN CAPITAL MANAGEMENT, INC.	State registered	Jun 17, 2024	n/a	yes	NEW ALBANY, IN	Current employment
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Mar 28, 2024	Apr 8, 2024	no	New Albany, IN\|New Albany, IN\|INDIANAPOLIS, IN\|PALM BEACH GARDENS, FL	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Aug 13, 2020	Mar 22, 2024	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|LOUISVILLE, KY\|LOUISVILLE, KY\|New Albany, IN	Previous registration
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Nov 19, 2019	Aug 21, 2020	no	Louisville, KY	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 20, 2016	Nov 1, 2017	no	NEW ALBANY, IN	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 10, 2011	Sep 22, 2016	no	NEW ALBANY, IN\|AUSTIN, TX\|Jeffersonville, IN	Previous registration
WADDELL & REED	Former SEC adviser	Mar 12, 2009	Apr 7, 2010	no	LOUISVILLE, KY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jul 18, 2008	Mar 4, 2009	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONEY CONCEPTS ADVISORY SERVICE	AMERICAN CAPITAL MANAGEMENT, INC.	Apr 8, 2024	Jun 17, 2024	70	Firm change	Ibd to state RIA
W&S BROKERAGE SERVICES, INC.	MONEY CONCEPTS ADVISORY SERVICE	Aug 21, 2020	Aug 13, 2020	-8	Firm change	Ibd to ibd
KESTRA ADVISORY SERVICES, LLC	W&S BROKERAGE SERVICES, INC.	Nov 1, 2017	Nov 19, 2019	748	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 20, 2016	-155	Bulk transfer	Other
WADDELL & REED	NFP ADVISOR SERVICES, LLC	Apr 7, 2010	Jun 10, 2011	429	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	WADDELL & REED	Mar 4, 2009	Mar 12, 2009	8	Firm change	Other

Relationships

Registered with (7)

→ AMERICAN CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Jun 17, 2024 to presentfactForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Mar 28, 2024 to Apr 8, 2024factForm ADV
→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Nov 19, 2019 to Aug 21, 2020factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 20, 2016 to Nov 1, 2017factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 10, 2011 to Sep 22, 2016factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 12, 2009 to Apr 7, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jul 18, 2008 to Mar 4, 2009factForm ADV

Dated events

Occurred
Apr 8, 2024
Advisor changed firm
David Charles Betz left Money Concepts Advisory Service for American Capital Management, Inc. (registered 2024-06-17)
Form ADVobserved 4 days ago