DFX Intelligence

I••• M••••• I••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

I••• M••••• I••••

Advisor at A••••• W••••• A••••••• I••••••••• M••••••••• ••••••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:f39f83f4-e3d3-dc1c-331a-4a1b008e8b4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• A••••••• I••••••••• M••••••••• ••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• A••••••• I••••••••• M••••••••• ••••••	Independent wealth	Jun 13, 2022	n/a	yes	LOS ANGELES, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 1, 2025	Jul 17, 2025	no	LOS ANGELES, CA\|LOS ANGELES, CA\|SAN DIEGO, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Jul 17, 2025	n/a	n/a	Departure no registered destination	Departure
M•• I•••••••• S•••••••• L••	A••••• W••••• A••••••• I••••••••• M••••••••• ••••••	Jun 16, 2022	Jun 13, 2022	-3

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:321735:CA:2022-06-16	Jun 16, 2022	Jun 13, 2022	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ A••••• W••••• A••••••• I••••••••• M••••••••• ••••••Registered adviserregistration: current employment
Jun 13, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 1, 2025 to Jul 17, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 21, 2005 to Jun 16, 2022factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Jul 17, 2025
Advisor departed, no destination yet
I••• M••••• I•••• no longer registered at L•• F•••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Jun 16, 2022
Advisor changed firm
I••• M••••• I•••• left M•• I•••••••• S•••••••• L•• for A••••• W••••• A••••••• I••••••••• M••••••••• •••••• (registered 2022-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f39f83f4-e3d3-dc1c-331a-4a1b008e8b4a
First observed: Nov 7, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.