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Advisor at LPL FINANCIAL LLC
TORRANCE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 5, 2009 | n/a | yes | TORRANCE, CA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Aug 4, 2009 | no | EL SEGUNDO, CA|MARINA DEL REY, CA|EL SEGUNDO, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Jun 28, 2004 | May 2, 2009 | no | MARINA DEL REY, CA|EL SEGUNDO, CA|CULVER CITY, CA|EL SEGUNDO, CA|EL SEGUNDO, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jan 12, 2004 | Jul 6, 2004 | no | BURBANK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | LPL FINANCIAL LLC | Aug 4, 2009 | Aug 5, 2009 | 1 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |
| CITICORP INVESTMENT SERVICES | WAMU INVESTMENTS, INC. | Jul 6, 2004 | Jun 28, 2004 | -8 | Firm change | Other |