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Advisor at LPL FINANCIAL LLC
MARRIOTTSVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 19, 2019 | n/a | yes | MARRIOTTSVILLE, MD | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Nov 5, 2008 | Nov 20, 2019 | no | ELLICOTT CITY, MD|Ellicott City, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LPL FINANCIAL LLC | Nov 20, 2019 | Nov 19, 2019 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2881:6413:MD:2019-11-20 | Nov 20, 2019 | Nov 19, 2019 | ELLICOTT CITY, MD | Firm change |