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P••••••••• P• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••••• P• L••

CRD 323280

RINCON, PR

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Search this name across graphsid dfx:ria:f3a30ccc-8d00-ca7c-410b-5c65be2e6411

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Oct 14, 2022 to Mar 25, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $471MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $471M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••••• C•••••• F••• L••	Hedge Fund	$348M	Mar 27, 2024	185	Jun 8, 2021	reported	021-432903

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A••••• S•••••	CHIEF OPERATING OFFICER	Na	yes	01/2023	Mar 14, 2023	Mar 27, 2024
K••••••••• H•••••• B•••••••	Owner	E	yes	07/2021	Oct 14, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••••• C•••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$471M	$336M	40.5%	$214M	30.1%	4	8	0	0

Relationships

Advises (1)

→ P••••••••• C•••••• F••• L••Private fundHedge Fund, IA
Jun 8, 2021 to presentfactForm ADV

Controls (3)

← K••••••••• H•••••• B•••••••OwnerOWNER, ownership code E, individual
Oct 14, 2022 to Mar 27, 2024factForm ADV
← B•••••• A••••• S•••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 14, 2023 to Mar 27, 2024factForm ADV
← Z••••••• P•••• N••OwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
P••••••••• P• L•• reported RAUM $471.3M, up 40% from $335.6M (2025-03-28 to 2026-03-25)
Form ADVobserved 7 days ago
$136M
Occurred
Mar 27, 2024
Regulatory AUM changed
P••••••••• P• L•• reported RAUM $347.6M, up 62% from $214.1M (2023-05-04 to 2024-03-27)
Form ADVobserved 7 days ago
$133M
Occurred
Mar 14, 2023
Control person joined
Steven Aaron Bubley (Chief Operating Officer) appeared on Schedule A of P••••••••• P• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3a30ccc-8d00-ca7c-410b-5c65be2e6411
First observed: Oct 14, 2022
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.