DFX Intelligence

K••••••• L••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

K••••••• L••• B•••

Advisor at B••• L••• • C••• L••

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:f3a5bfed-a644-1031-fd55-1d47a8f7d70c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• L••• • C••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• L••• • C••• L••	State registered	May 11, 2011	n/a	yes	SANTA BARBARA, CA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Mar 16, 2009	Apr 12, 2010	no	FRESNO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	B••• L••• • C••• L••	Apr 12, 2010	May 11, 2011	394	Firm change	Other
M••••• S•••••• • C•• L••	S•• I••••••••• A•••••••• I•••	Feb 24, 2009	Mar 16, 2009

Relationships

Registered with (3)

→ B••• L••• • C••• L••Registered adviserregistration: current employment
May 11, 2011 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2009 to Apr 12, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
May 21, 2008 to Feb 24, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3a5bfed-a644-1031-fd55-1d47a8f7d70c
First observed: May 21, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.