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Advisor at COMMONWEALTH FINANCIAL NETWORK
IOWA CITY, IA | Kalona, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 3, 2014 | n/a | yes | IOWA CITY, IA|Kalona, IA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 21, 2009 | Feb 4, 2014 | no | CORALVILLE, IA|HIAWATHA, IA|IOWA CITY, IA|CEDAR RAPIDS, IA|IOWA CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL NETWORK | Feb 4, 2014 | Feb 3, 2014 | -1 | Firm change | Other |