DFX Intelligence

L••••• G••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst50 years in industry

L••••• G••••• D•••••••••

Advisor at D••••••••• W••••• M•••••••••

MT. PLEASANT, SC | PALATINE, IL

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Search this name across graphsid dfx:ria:f3b20524-db4f-29be-fa18-4586ae7b67a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• M•••••••••	Independent wealth	Oct 25, 2006	n/a	yes	PALATINE, IL\|MT. PLEASANT, SC	Current employment
Q•••••• I••••••••• M••••••••• L••	n/a	Nov 30, 2004	Dec 31, 2007	no	PALATINE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• I••••••••• M••••••••• L••	D••••••••• W••••• M•••••••••	Dec 31, 2007	Oct 25, 2006	-432	Firm change after gap	Other

Relationships

Registered with (2)

→ D••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 25, 2006 to presentfactForm ADV
→ Q•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2004 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3b20524-db4f-29be-fa18-4586ae7b67a2
First observed: Nov 30, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.