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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

WILLIAM NOBLE JENKINS

Advisor at TCFG INVESTMENT ADVISORS, LLC

LAGUNA NIGUEL, CA | Smoky Lake, Alberta

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Search this name across graphsid dfx:ria:f3bee2db-e0d2-56ae-b000-8b03d76336ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TCFG INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 8
Exams: S63|S66
First exam: Mar 7, 1991
First registration: Nov 15, 2001
Dual registered: yes, broker-dealer
Other names: BILL JENKINS
IAPD individual key: 1949918

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TCFG INVESTMENT ADVISORS, LLC	Independent wealth	Jan 3, 2017	n/a	yes	LAGUNA NIGUEL, CA\|Smoky Lake, Alberta	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 8, 2016	Dec 19, 2016	no	LA VISTA, NE	Previous registration
FOOTHILL SECURITIES, INC.	Former SEC adviser	Jul 7, 2008	Dec 8, 2016	no	RENO, NV\|Santa Clara, CA\|Santa Clara, CA\|CHICO, CA	Previous registration
CROCKER SECURITIES LLC	n/a	Sep 27, 2007	Jul 7, 2008	no	CHICO, CA\|CHICO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 15, 2001	Jan 23, 2003	no	CITRUS HEIGHTS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	TCFG INVESTMENT ADVISORS, LLC	Dec 19, 2016	Jan 3, 2017	15	Firm change	Other
FOOTHILL SECURITIES, INC.	SECURITIES AMERICA ADVISORS, INC.	Dec 8, 2016	Dec 8, 2016	0	Firm change	Other
CROCKER SECURITIES LLC	FOOTHILL SECURITIES, INC.	Jul 7, 2008	Jul 7, 2008	0	Firm change	Other
MORGAN STANLEY DW INC.	CROCKER SECURITIES LLC	Jan 23, 2003	Sep 27, 2007	1,708	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
1027:110518:CA:2016-12-07	Dec 8, 2016	Dec 8, 2016	CHICO, CA	Firm change

Relationships

Registered with (5)

→ TCFG INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 3, 2017 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 8, 2016 to Dec 19, 2016factForm ADV
→ FOOTHILL SECURITIES, INC.Registered adviserregistration: previous registration
Jul 7, 2008 to Dec 8, 2016factForm ADV
→ CROCKER SECURITIES LLCRegistered adviserregistration: previous registration
Sep 27, 2007 to Jul 7, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 15, 2001 to Jan 23, 2003factForm ADV

Dated events

No dated event names this entity yet.