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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MATTHEW BARRATT MAIN

Advisor at TRUIST ADVISORY SERVICES, INC.

ROCKVILLE, MD

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Search this name across graphsid dfx:ria:f3c07291-a54e-407f-2852-9ef407b5c4a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 6, 2005
First registration: May 9, 2005
Dual registered: yes, broker-dealer
Other names: MATTHEW B MAIN|MATTHEW B. MAIN|MATTHEW B MAIN|MATTHEW B. MAIN
IAPD individual key: 4890773

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 12, 2016	n/a	yes	ROCKVILLE, MD	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 21, 2010	Mar 25, 2013	no	MERCERSBURG, PA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Jun 7, 2010	Jul 29, 2010	no	OAKDALE, PA\|MCMURRAY, PA\|PITTSBURGH, PA\|MONACA, PA\|WASHINGTON, PA\|WEXFORD, PA\|OAKDALE, PA\|NAPA, CA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 17, 2006	Jun 2, 2010	no	MONACA, PA\|MCDONALD, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|WASHINGTON, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|MCMURRAY, PA\|BRIDGEVILLE, PA\|PITTSBURGH, PA\|OAKDALW, PA\|BRIDGEVILLE, PA\|INDIANA, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 9, 2005	Nov 1, 2005	no	BRIDGEVILLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	TRUIST ADVISORY SERVICES, INC.	Mar 25, 2013	Sep 12, 2016	1,267	Firm change after gap	Other
ESSEX NATIONAL SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Jul 29, 2010	Oct 21, 2010	84	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	ESSEX NATIONAL SECURITIES, INC.	Jun 2, 2010	Jun 7, 2010	5	Firm change	Other
PNC WEALTH MANAGEMENT	UVEST FINANCIAL SERVICES GROUP, INC.	Nov 1, 2005	Mar 17, 2006	136	Firm change	Other

Relationships

Registered with (5)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Sep 12, 2016 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 21, 2010 to Mar 25, 2013factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 7, 2010 to Jul 29, 2010factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 17, 2006 to Jun 2, 2010factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 9, 2005 to Nov 1, 2005factForm ADV

Dated events

No dated event names this entity yet.