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Advisor at PRIVATE CLIENT SERVICES, LLC
Louisville, KY | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE CLIENT SERVICES, LLC | Bd affiliated wealth | Mar 20, 2009 | n/a | yes | LOUISVILLE, KY|Louisville, KY | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 13, 2009 | May 11, 2010 | no | LOUISVILLE, KY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Mar 16, 2009 | no | LOUISVILLE, KY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 26, 2004 | Apr 2, 2007 | no | LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | PRIVATE CLIENT SERVICES, LLC | May 11, 2010 | Mar 20, 2009 | -417 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | WOODBURY FINANCIAL SERVICES, INC. | Mar 16, 2009 | Mar 13, 2009 | -3 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |