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CRD 114913
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT DOUGLAS GREENMAN | n/a | PORTLAND, OR | 15 | 21 | 2 | no |
| ANDREW GRAHAM DARKINS | Certified Financial Planner | PORTLAND, OR | 10 | 10 | 1 | no |
| JONATHAN THOMAS GANNON | Certified Financial Planner | PORTLAND, OR | 9 | 13 | 2 | no |
| PATRICK CHARLES YAZHARI | Certified Financial Planner | PORTLAND, OR | 7 | 11 | n/a | no |
| VANESSA NICOLE DEHAAN | Certified Financial Planner | PORTLAND, OR | 6 | 11 | n/a | no |
| Terrence Franklyn Daniel | n/a | PORTLAND, OR | 5 | 14 | n/a | no |
| ERIC YAN | n/a | PORTLAND, OR | 4 | 18 | 2 | no |
| JOSEPH ALEXANDER RAYBURN | n/a | PORTLAND, OR | 4 | 12 | 1 | no |
| CARA BETH MILLER | n/a | PORTLAND, OR | 2 | 12 | 1 | no |
| JESSICA ROSE ALLISON | Certified Financial Planner | PORTLAND, OR | 2 | 12 | 1 | no |
| JULIA PATRICIA TIERNEY | n/a | PORTLAND, OR | 2 | 13 | n/a | no |
| LINDSEY WOODLEY WILLIAMS | n/a | PORTLAND, OR | 2 | 27 | n/a | no |
| DOUGLAS LIGHTNER POST | n/a | PORTLAND, OR | 2 | 18 | n/a | no |
| KATHERINE MERYL BACKUS | n/a | PORTLAND, OR | 2 | 12 | 1 | no |
| Alexander Michael Canellopoulos | Certified Financial Planner|Chartered Financial Analyst | PORTLAND, OR | 2 | 11 | n/a | no |
| Nicole Marie Wilson | Certified Financial Planner | PORTLAND, OR | 2 | 10 | 1 | no |
| MICHAEL JOSEPH OREILLY | n/a | PORTLAND, OR | 2 | 32 | n/a | no |
| Benjamin MacKinnon | n/a | PORTLAND, OR | 1 | 11 | n/a | no |
| JEFFREY KENNETH GRIGGS | Chartered Financial Analyst | PORTLAND, OR | 1 | 14 | 1 | no |
| Lauren Shelly | n/a | PORTLAND, OR | 0 | 10 | 1 | no |
| DOUGAL WILLIAMS | n/a | PORTLAND, OR | 0 | 22 | n/a | no |
| BRIAN THOMAS MURPHY | Certified Financial Planner|Chartered Financial Consultant | PORTLAND, OR | 0 | 17 | 3 | no |
| NATHAN SHEPPARD | n/a | PORTLAND, OR | 0 | 12 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CONVERY, JOHN, JOSEPH III | CHIEF COMPLIANCE OFFICER | B | yes | 03/2011 | Mar 27, 2026 | Mar 27, 2026 |
| GREENMAN, ROBERT, DOUGLAS | CHIEF GROWTH OFFICER | A | yes | 10/2020 | Mar 27, 2026 | Mar 27, 2026 |
| OREILLY, MICHAEL, JOSEPH | PRINCIPAL BOARD | B | yes | 12/2000 | Mar 27, 2026 | Mar 27, 2026 |
| Thomson, Tana | CHIEF PEOPLE OFFICER | Na | yes | 10/2018 | Mar 27, 2026 | Mar 27, 2026 |
| WILLIAMS, DOUGAL | CEO, CHIEF WEALTH OFFICER | B | yes | 08/2024 | Mar 27, 2026 | Mar 27, 2026 |
| WILLIAMS, LINDSEY, WOODLEY | CHIEF CLIENT OFFICER | A | yes | 10/2020 | Mar 27, 2026 | Mar 27, 2026 |
| JOHANSON, DOUGLAS, ERIC | CHAIRMAN OF THE BOARD | B | yes | 05/2011 | Mar 23, 2012 | Mar 29, 2024 |
| ALLISON, JESSICA, ROSE | Partner | Na | no | 06/2025 | Mar 27, 2026 | Mar 27, 2026 |
| Canellopoulos, Alexander, Michael | DIRECTOR OF INVESTMENTS | Na | no | 06/2025 | Mar 27, 2026 | Mar 27, 2026 |
| DARKINS, ANDREW, GRAHAM | Partner | Na | no | 01/2022 | Mar 27, 2026 | Mar 27, 2026 |
| DEHAAN, VANESSA, NICOLE | Partner | Na | no | 06/2025 | Mar 27, 2026 | Mar 27, 2026 |
| GANNON, JONATHAN, THOMAS | DIRECTOR OF FINANCIAL PLANNING | Na | no | 01/2022 | Mar 27, 2026 | Mar 27, 2026 |
| POST, DOUGLAS, LIGHTNER | Partner | A | no | 10/2020 | Mar 27, 2026 | Mar 27, 2026 |
| TIERNEY, JULIA, PATRICIA | DIRECTOR OF LEGACY PLANNING | Na | no | 01/2022 | Mar 27, 2026 | Mar 27, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $3.2B | $3.2B | 35 | 20 | 0 | n/a | n/a |
| 2024 | Apr 28, 2025 | $2.7B | $2.7B | 35 | 19 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $2.4B | $2.4B | 32 | 17 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | $2.1B | $2.1B | 35 | 18 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $2.7B | $2.7B | 31 | 17 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.9B | $1.9B | 25 | 14 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $1.6B | $1.6B | 25 | 14 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $1.3B | $1.3B | 24 | 13 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $1.4B | $1.4B | 21 | 12 | 0 | n/a | n/a |
| 2016 | Mar 27, 2017 | $1.1B | $1.1B | 19 | 12 | n/a | n/a | n/a |
| 2015 | Mar 22, 2016 | $920M | $920M | 18 | 11 | n/a | n/a | n/a |
| 2014 | Mar 17, 2015 | $861M | $861M | 15 | 10 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $736M | $736M | 14 | 10 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $586M | $586M | 12 | 9 | n/a | n/a | n/a |
| 2011 | Mar 23, 2012 | $484M | $484M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 0 | 0 | 0 | 8 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.2B | $2.7B | 18.5% | $2.1B | 15.5% | 35 | 35 | 0 | 0 |