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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | n/a | yes | SAN DIEGO, CA | Current employment |
| THE PLANNERS NETWORK, INC. | Former SEC adviser | Apr 9, 2002 | Jul 11, 2003 | no | SAN MARCOS, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jun 13, 2000 | Nov 29, 2017 | no | SAN MARCOS, CA|SAN DIEGO, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | THE PLANNERS NETWORK, INC. | Nov 29, 2017 | Apr 9, 2002 | -5,713 | Firm change after gap | Other |
| THE PLANNERS NETWORK, INC. | LPL FINANCIAL LLC | Jul 11, 2003 | Nov 29, 2017 | 5,255 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:108355:CA:2017-11-29 | Nov 29, 2017 | Apr 9, 2002 | LOS ANGELES, CA | Firm change after gap |