DFX Intelligence

G•••••• J•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

G•••••• J•••• A••••••

Advisor at M•• I•••••••• S•••••••• L••

WESTLAKE VILLAGE, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:f3e42f04-3e05-b9fe-63b2-15f4b8efbbd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 29, 2016	n/a	yes	Los Angeles, CA\|WESTLAKE VILLAGE, CA	Current employment
A•••••••• A•••••••• L••	Former SEC adviser	Jul 19, 2012	Jul 5, 2016	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• A•••••••• L••	M•• I•••••••• S•••••••• L••	Jul 5, 2016	Aug 29, 2016	55	Firm change	Other

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 29, 2016 to presentfactForm ADV
→ A•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 19, 2012 to Jul 5, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3e42f04-3e05-b9fe-63b2-15f4b8efbbd4
First observed: Jul 19, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.