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Advisor at GWN SECURITIES INC.
ALTOONA, PA | PALM BEACH GARDENS, FL | GREENSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | Bd affiliated wealth | Jul 16, 2026 | n/a | yes | ALTOONA, PA|PALM BEACH GARDENS, FL|GREENSBURG, PA|PALM BEACH GARDENS, FL | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Nov 1, 2021 | May 2, 2024 | no | STATE COLLEGE, PA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 4, 2016 | Oct 5, 2021 | no | Allentown, PA|Camp Hill, PA|Phoenix, AZ|Camp Hill, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | GWN SECURITIES INC. | May 2, 2024 | Jul 16, 2026 | 805 | Firm change after gap | Ibd to ibd |
| CHARLES SCHWAB & CO., INC. | ADVICE AND PLANNING SERVICES | Oct 5, 2021 | Nov 1, 2021 | 27 | Firm change | Ibd to ibd |