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Advisor at MORGAN STANLEY
Long Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 26, 2026 | n/a | yes | Long Beach, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 18, 2007 | Feb 9, 2026 | no | MONROVIA, CA|SAN JOSE, CA|HUNTINGTON BEACH, CA|ANAHEIM, CA|Fountain Valley, CA|HUNTINGTON BEACH, CA|Fountain Valley, CA|San Antonio, TX|City of Industry, CA|COSTA MESA, CA|COSTA MESA, CA|HUNTINGTON BEACH, CA|Fountain Valley, CA|SAN FRANCISCO, CA|HUNTINGTON BEACH, CA|Cerritos, CA|COSTA MESA, CA|COSTA MESA, CA|COSTA MESA, CA|FOUNTAIN VALLEY, CA|La Canada-Flintridge, CA|Newbury Park, CA|Fountain Valley, CA|Lakewood, CA|FRESNO, CA|Fountain Valley, CA|Fort Mill, SC|San Antonio, TX|Fountain Valley, CA|Irvine, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Dec 8, 2006 | Dec 17, 2007 | no | SANTA ANA, CA|SANTA ANA, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Sep 9, 2004 | Jan 14, 2005 | no | RENTON, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Feb 9, 2026 | Jan 26, 2026 | -14 | Firm change | Ibd to wirehouse |
| WAMU INVESTMENTS, INC. | CITIGROUP GLOBAL MARKETS INC. | Dec 17, 2007 | Dec 18, 2007 | 1 | Firm change | Other |