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Advisor at INDEPENDENT FINANCIAL GROUP, LLC
RICHARDSON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jun 18, 2013 | n/a | yes | RICHARDSON, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 3, 2001 | Jun 13, 2013 | no | RICHARDSON, TX|RICHARDSON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | INDEPENDENT FINANCIAL GROUP, LLC | Jun 13, 2013 | Jun 18, 2013 | 5 | Firm change | Other |