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CRD 146438
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L•••• G•••••• D• I•••• | n/a | PITTSBURGH, PA | 18 | 27 | n/a | no |
| D•••• E•••• M•••••• | Certified Financial Planner|Chartered Financial Consultant | PITTSBURGH, PA | 13 | 28 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| D••• G• I•••••• F••• | Private Equity Fund | $34.7M | Mar 25, 2026 | 62 | Mar 25, 2026 | reported | 021-512365 |
| D••• T•• I• F••••• L• | Private Equity Fund | $20.6M | Mar 25, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D• I••••• L••••• G•••••• | FOUNDER/ADVISOR/CCO | D | yes | 12/2007 | Oct 24, 2014 | Mar 28, 2024 |
| M••••••• D••••• E•••• | Member | D | yes | 03/2011 | Oct 24, 2014 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| D••• R••••••• F••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $662M | $516M | 28.2% | $398M | 18.5% | 6 | 6 | 0 | 0 |
| no |
| W•••••• J••••••• N••••• | n/a | PITTSBURGH, PA | 13 | 15 | n/a | no |
| J••••• M•••••• P••• | n/a | PITTSBURGH, PA | 11 | 13 | n/a | no |
| A••••• V•••• | Certified Financial Planner | PITTSBURGH, PA | 9 | 34 | 3 | no |
| 80 |
| Mar 25, 2026 |
| reported |
| 021-525842 |
| D••• R••••••• F••• L•• | Hedge Fund | $16.3M | Mar 25, 2026 | 23 | Mar 28, 2024 | reported | 021-485879 |
| G•• N••• L•• | Private Equity Fund | $7.0M | Mar 25, 2026 | 24 | Jul 28, 2022 | reported | 021-1936923 |
| D••• C•••••••• F••• L• | Private Equity Fund | $2.8M | Mar 25, 2026 | 17 | Mar 25, 2026 | reported | 021-525840 |
| $662M |
| $649M |
| 6 |
| 5 |
| 0 |
| 5 |
| n/a |
| 2024 | Mar 31, 2025 | $516M | $503M | 6 | 5 | 0 | 5 | n/a |
| 2023 | Mar 28, 2024 | $468M | $456M | 6 | 5 | 0 | 2 | $10.8M |
| 2022 | Mar 31, 2023 | $398M | $385M | 5 | 5 | 0 | 1 | $2.4M |
| 2021 | Mar 31, 2022 | $404M | $386M | 5 | 5 | 0 | n/a | n/a |
| 2020 | Mar 24, 2021 | $358M | $338M | 5 | 5 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $293M | $266M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Mar 18, 2019 | $249M | $227M | 5 | 5 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $208M | $186M | 5 | 5 | 0 | n/a | n/a |
| 2016 | Mar 27, 2017 | $166M | $144M | 5 | 5 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $140M | $114M | 4 | 3 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $102M | $50.2M | 5 | 3 | n/a | n/a | n/a |