DFX Intelligence

E••• C••••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E••• C••••••• B•••••••

Advisor at C••••••••• F•••••••• N••••••

Marblehead, MA | Swampscott, MA

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Search this name across graphsid dfx:ria:f3f3be44-9e2e-4c5b-57f7-feea67e28c96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jul 17, 2024	n/a	yes	Swampscott, MA\|Marblehead, MA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Apr 2, 2024	May 29, 2024	no	Newton Lower Fall, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• F•••••••• N••••••	May 29, 2024	Jul 17, 2024	49	Firm change	Ibd to ibd
C••••••••• F•••••••• N••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 28, 2024	Apr 2, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:149018:MA:2024-03-28	Mar 28, 2024	Apr 2, 2024	NEWTON LOWER FALLS, MA	Firm change

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 27, 2024 to Mar 28, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 2, 2024 to May 29, 2024factForm ADV

Dated events

Occurred
May 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3f3be44-9e2e-4c5b-57f7-feea67e28c96
First observed: Mar 27, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.