DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• F•••••••• G••••• L••
WADSWORTH, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Jun 20, 2013 | n/a | yes | WADSWORTH, OH | Current employment |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jun 24, 2011 | Jun 26, 2013 | no | WESTLAKE, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• E•••••• S••••••••• C••••••••• | I••••••••• F•••••••• G••••• L•• | Jun 26, 2013 | Jun 20, 2013 | -6 | Firm change | Other |
| E•••••••• A•••••••• L•• | N•• E•••••• S••••••••• C••••••••• | May 10, 2011 | Jun 24, 2011 |
| E•••••••• A•••••••• L•• | National bd RIA | Feb 6, 2009 | May 10, 2011 | no | INDEPENDENCE, OH | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Jul 7, 2005 | Feb 4, 2009 | no | OBERLIN, OH|TOLEDO, OH|ELYRIA, OH|MEDINA, OH|ELYRIA, OH|MEDINA, OH|MEDINA, OH|MEDINA, OH|LORAIN, OH | Previous registration |
| C•••••• O•• S••••••••• I••• | n/a | Jan 24, 2003 | Jun 24, 2003 | no | CLEVELAND, OH | Previous registration |
| 45 |
| Firm change |
| Other |
| I••••• F•••••••• C••••••••• | E•••••••• A•••••••• L•• | Feb 4, 2009 | Feb 6, 2009 | 2 | Firm change | Other |
| C•••••• O•• S••••••••• I••• | I••••• F•••••••• C••••••••• | Jun 24, 2003 | Jul 7, 2005 | 744 | Firm change after gap | Other |