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Advisor at J.P. MORGAN SECURITIES LLC
Plano, TX | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 21, 2024 | n/a | yes | New York, NY|Plano, TX | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Jul 23, 2019 | no | DALLAS, TX | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Dec 1, 2016 | Nov 2, 2018 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | J.P. MORGAN SECURITIES LLC | Jul 23, 2019 | Feb 21, 2024 | 1,674 | Firm change after gap | Ibd to wirehouse |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |