DFX Intelligence

P•••• S••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

P•••• S••••• M••••••••

Advisor at M••••••• W••••• M••••••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:f418c6f5-d589-22ed-074e-f61407561406

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• M••••••••• L••	Independent wealth	Feb 23, 2023	n/a	yes	LEXINGTON, KY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 26, 2013	Mar 6, 2023	no	LEXINGTON, KY\|LEXINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••••• W••••• M••••••••• L••	Mar 6, 2023	Feb 23, 2023	-11	Firm change	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:151523:KY:2023-03-06	Mar 6, 2023	Feb 23, 2023	LEXINGTON, KY	Firm change

Relationships

Registered with (2)

→ M••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 23, 2023 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 26, 2013 to Mar 6, 2023factForm ADV

Dated events

Occurred
Mar 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f418c6f5-d589-22ed-074e-f61407561406
First observed: Feb 26, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.