DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B••••••• B••••• C•••••••••
SHERMAN OAKS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• B••••• C••••••••• | State registered | Jan 1, 2026 | n/a | yes | SHERMAN OAKS, CA | Current employment |
| F•••••••• S••••••• S••••••••• C•••• | Former SEC adviser | Oct 19, 2017 | Jul 23, 2019 | no | VALENCIA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• S••••••• S••••••••• C•••• | B••••••• B••••• C••••••••• | Jul 23, 2019 | Jan 1, 2026 | 2,354 | Firm change after gap | Other |
| O•••• W•••••• I••• | F•••••••• S••••••• S••••••••• C•••• | Jul 1, 2019 | Oct 19, 2017 |
| O•••• W•••••• I••• | Bd affiliated wealth | Nov 10, 2016 | Jul 1, 2019 | no | Valencia, CA | Previous registration |
| -620 |
| Firm change after gap |
| Other |