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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)34 years in industry

JASON BEZANSON MAPLES

Advisor at LOCKTON INVESTMENT ADVISORS, LLC

DENVER, CO | OVERLAND PARK, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LOCKTON INVESTMENT ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: May 27, 1992
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: JASON B MAPLES
IAPD individual key: 2237883

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LOCKTON INVESTMENT ADVISORS, LLC	No RAUM reported	Sep 16, 2014	n/a	yes	DENVER, CO\|OVERLAND PARK, KS	Current employment
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 1, 2009	Sep 15, 2014	no	DENVER, CO\|AUSTIN, TX\|DENVER, CO	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jan 28, 2004	Jun 9, 2009	no	DENVER, CO\|DENVER, CO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 1, 1999	Feb 3, 2004	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NFP ADVISOR SERVICES, LLC	LOCKTON INVESTMENT ADVISORS, LLC	Sep 15, 2014	Sep 16, 2014	1	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	NFP ADVISOR SERVICES, LLC	Jun 9, 2009	Jun 1, 2009	-8	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	HORNOR, TOWNSEND & KENT, LLC	Feb 3, 2004	Jan 28, 2004	-6	Firm change	Other

Relationships

Registered with (4)

→ LOCKTON INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Sep 16, 2014 to presentfactForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 15, 2014factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jan 28, 2004 to Jun 9, 2009factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 1, 1999 to Feb 3, 2004factForm ADV

Dated events

No dated event names this entity yet.