DFX Intelligence

C••••• R••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••• R••• D••••••••

Advisor at P••••• I••••••••• A••••••• L••

LAFAYETTE, LA

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Search this name across graphsid dfx:ria:f4207b6d-3bb4-7357-785a-7243e51cc28e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• I••••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• I••••••••• A••••••• L••	State registered	Nov 15, 2016	n/a	yes	LAFAYETTE, LA	Current employment
C•••••• O•• A•••••••• L••	Former SEC adviser	Oct 27, 2015	Nov 15, 2016	no	LAFAYETTE, LA\|MCLEAN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• A•••••••• L••	P••••• I••••••••• A••••••• L••	Nov 15, 2016	Nov 15, 2016	0	Firm change	Other

Relationships

Registered with (2)

→ P••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Nov 15, 2016 to presentfactForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2015 to Nov 15, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4207b6d-3bb4-7357-785a-7243e51cc28e
First observed: Oct 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.