DFX Intelligence

R••• H••••• Y•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

R••• H••••• Y•••••

Advisor at E•••••••• F•••••••• P•••••••• L••

MCALLEN, TX

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Search this name across graphsid dfx:ria:f425960a-e240-a279-b3a5-d37187878d6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• F•••••••• P•••••••• L••	Independent wealth	Oct 29, 2019	n/a	yes	MCALLEN, TX	Current employment
T••••••••• F•••••••• P•••••••	n/a	May 17, 2016	Dec 31, 2019	no	MCALLEN, TX\|McAllen, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• P•••••••	E•••••••• F•••••••• P•••••••• L••	Dec 31, 2019	Oct 29, 2019	-63	Firm change after gap	Other
I••••••• W••••• M••••••••• L••	T••••••••• F•••••••• P•••••••	May 12, 2016	May 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
281032:305583:TX:2019-12-31	Dec 31, 2019	Oct 29, 2019	MCALLEN, TX	Firm change after gap

Relationships

Registered with (3)

→ E•••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Oct 29, 2019 to presentfactForm ADV
→ T••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
May 17, 2016 to Dec 31, 2019factForm ADV
→ I••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 18, 2013 to May 12, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f425960a-e240-a279-b3a5-d37187878d6d
First observed: Apr 18, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.