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Advisor at LEFT BRAIN WEALTH MANAGEMENT, LLC
NAPERVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEFT BRAIN WEALTH MANAGEMENT, LLC | Independent wealth | Mar 22, 2016 | n/a | yes | NAPERVILLE, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 27, 2009 | May 15, 2014 | no | BARRINGTON, IL|NAPERVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LEFT BRAIN WEALTH MANAGEMENT, LLC | May 15, 2014 | Mar 22, 2016 | 677 | Firm change after gap | Wirehouse to RIA |