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UASNM, INC., CRD 132903
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S•••••• P•••••••• L•• | Real Estate Fund | $2.3M | Mar 28, 2013 | 10 | Mar 30, 2012 | dropped | 021-60535 |
| S•••••• P••••••• I•• L•• | Real Estate Fund | $1.8M | Mar 28, 2013 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H•••••• K•••• R••••••• | PRESIDENT/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | C | yes | 08/2004 | Mar 30, 2012 | Mar 30, 2022 |
| K•••••• M••••••• D•••• | CHIEF OPERATING OFFICER, CHIEF EXECUTIVE OFFICER | C | yes | 01/2005 | Mar 30, 2012 | Mar 30, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $399M | $340M | 17.2% | $293M | 10.8% | 6 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••• F••••••••• L••• | 4 | Jun 30, 2022 | Jun 23, 2022 | ALBUQUERQUE, NM | Firm absorbed | RIA to ibd | 100.0% |
| 17 |
| Mar 30, 2012 |
| dropped |
| 021-140913 |
| M•••••••• D•••••• A••••• | CHIEF INVESTMENT OFFICER | B | yes | 03/2018 | Oct 26, 2018 | Mar 30, 2022 |
| $399M |
| $391M |
| 6 |
| 4 |
| 0 |
| n/a |
| n/a |
| 2020 | Mar 31, 2021 | $340M | $336M | 6 | 4 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $317M | $294M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Mar 31, 2019 | $293M | $271M | 5 | 4 | 0 | n/a | n/a |
| 2017 | Mar 31, 2018 | $275M | $259M | 5 | 4 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $263M | $33.7M | 5 | 4 | n/a | n/a | n/a |
| 2015 | Apr 5, 2016 | $255M | $227M | 7 | 4 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $271M | $248M | 7 | 4 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $275M | $256M | 7 | 4 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $279M | $264M | 7 | 4 | n/a | 2 | $4.2M |
| 2011 | Mar 30, 2012 | $275M | $266M | n/a | n/a | n/a | 2 | $4.2M |