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Advisor at FCG INVESTMENT COMPANY
GERMANTOWN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FCG INVESTMENT COMPANY | Independent wealth | Apr 22, 2020 | n/a | yes | GERMANTOWN, TN | Current employment |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | May 23, 2018 | Jun 1, 2020 | no | GERMANTOWN, TN|PITTSBURGH, PA | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Aug 26, 2016 | May 7, 2018 | no | Memphis, TN | Previous registration |
| TRADEWINDS GLOBAL INVESTORS, LLC | Former SEC adviser | Mar 31, 2015 | Nov 30, 2016 | no | MEMPHIS, TN|LOS ANGELES, CA | Previous registration |
| SECTOR CAPITAL MANAGEMENT, L.L.C. | Former SEC adviser | Mar 29, 2004 | May 18, 2015 | no | GERMANTOWN, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | FCG INVESTMENT COMPANY | Jun 1, 2020 | Apr 22, 2020 | -40 | Firm change after gap | Ibd to new firm |
| NUVEEN ASSET MANAGEMENT, LLC | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | May 7, 2018 | May 23, 2018 | 16 | Firm change | Other |
| TRADEWINDS GLOBAL INVESTORS, LLC | NUVEEN ASSET MANAGEMENT, LLC | Nov 30, 2016 | Aug 26, 2016 | -96 | Firm change after gap | Other |
| SECTOR CAPITAL MANAGEMENT, L.L.C. | TRADEWINDS GLOBAL INVESTORS, LLC | May 18, 2015 | Mar 31, 2015 | -48 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109771:308192:PA:2020-06-01 | Jun 1, 2020 | Apr 22, 2020 | PITTSBURGH, PA | Firm change after gap |
| 138476:155584:CA:2016-11-30 | Nov 30, 2016 | Aug 26, 2016 | LOS ANGELES, CA | Firm change after gap |
| 106782:138476:TN:2015-05-18 | May 18, 2015 | Mar 31, 2015 | GERMANTOWN, TN | Firm change after gap |