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Advisor at LPL FINANCIAL LLC
EL PASO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 18, 2022 | n/a | yes | EL PASO, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jul 7, 2020 | no | EL PASO, TX|EL PASO, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 6, 2004 | Oct 1, 2012 | no | EL PASO, TX|EL PASO, TX|EL PASO, TX|ELPASO, TX|EL PASO, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 15, 2002 | Nov 13, 2003 | no | EL PASO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Jul 7, 2020 | Jan 18, 2022 | 560 | Firm change after gap | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CHASE INVESTMENT SERVICES CORP. | Nov 13, 2003 | May 6, 2004 | 175 | Firm change | Other |