DFX Intelligence

R••••• C•••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••••• C•••••• N••••

Advisor at M•••••• A•••• P••••••••• L••

ROCHESTER, MI | PHOENIX, AZ

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Search this name across graphsid dfx:ria:f454dc25-a84b-2573-a18e-7024d9ffd39f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• A•••• P••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• A•••• P••••••••• L••	Independent wealth	Aug 17, 2011	n/a	yes	PHOENIX, AZ\|ROCHESTER, MI	Current employment
A••••••••• A•••••• S•••••••• I•••	n/a	Jun 24, 2003	Jun 7, 2006	no	NAPERVILLE, IL\|NAPERVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• A•••••• S•••••••• I•••	M•••••• A•••• P••••••••• L••	Jun 7, 2006	Aug 17, 2011	1,897	Firm change after gap	Other
C•••••• L••	A••••••••• A•••••• S•••••••• I•••	Jun 25, 2003	Jun 24, 2003

Relationships

Registered with (3)

→ M•••••• A•••• P••••••••• L••Registered adviserregistration: current employment
Aug 17, 2011 to presentfactForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 24, 2003 to Jun 7, 2006factForm ADV
→ C•••••• L••Registered adviserregistration: previous registration
Oct 17, 2002 to Jun 25, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f454dc25-a84b-2573-a18e-7024d9ffd39f
First observed: Oct 17, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.