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CRD 135358
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ARCHSTONE OFFSHORE FUND, LTD. | Hedge Fund | $861M | Aug 2, 2018 | 123 | Mar 21, 2012 | reported | 021-41289 |
| ARCHSTONE ERISA FUND, LTD. | Hedge Fund | $282M | May 9, 2013 | 6 | Mar 21, 2012 | dropped | 021-158336 |
| A.P. OPPORTUNITIES FUND, L.P. | Hedge Fund | $241M | Aug 2, 2018 | 72 | Mar 21, 2012 | reported | 021-127600 |
| ARCHSTONE ABSOLUTE RETURN STRATEGIES FUND, LTD. | Hedge Fund | $171M | Aug 2, 2018 | 10 | Mar 21, 2012 | reported | 021-41286 |
| ARCHSTONE EQUITY STRATEGIES FUND, L.P. | Hedge Fund | $90.1M | Aug 2, 2018 | 29 | Mar 21, 2012 | reported | 021-68459 |
| ARCHSTONE EQUITY STRATEGIES FUND, LTD. | Hedge Fund | $79.8M | Aug 2, 2018 | 13 | Mar 21, 2012 | reported | 021-75402 |
| A.P. OPPORTUNITIES FUND, LTD. | Hedge Fund | $15.5M | Mar 30, 2016 | 0 | Mar 21, 2012 | dropped | 021-153527 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PARKER, DAVID, RAYMOND | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | Na | yes | 01/2005 | Mar 21, 2012 | Aug 2, 2018 |
| SHUMAN, ALFRED, JAMES | Trustee | E | yes | 07/2010 | Mar 21, 2012 | Aug 2, 2018 |
| SHUMAN, ALFRED, JAMES | Trustee | F | yes | 11/2005 | Mar 21, 2012 | Aug 2, 2018 |
| SHUMAN, ALFRED, JAMES | PRINCIPAL/CHIEF EXECUTIVE OFFICER/MEMBER | C | yes | 05/1996 | Mar 21, 2012 | Aug 2, 2018 |
| SHUMAN, STEPHANIE, JANE | Trustee | F | yes | 06/2010 | Mar 21, 2012 | Aug 2, 2018 |
| SHUMAN, STEPHANIE, JANE | Member | C | yes | 05/1996 | Mar 21, 2012 | Aug 2, 2018 |
| SMALL, ANDREW, JAY | CHIEF FINANCIAL OFFICER | Na | yes | 05/1996 | Mar 21, 2012 | Aug 2, 2018 |
| ALFRED J. SHUMAN 2010 GRAT | Member | Na | no | 07/2010 | Mar 21, 2012 | Aug 2, 2018 |
| COLIN MCCABE 2010 REMAINDER TRUST | Member | Na | no | 01/2011 | Mar 21, 2012 | Aug 2, 2018 |
| THE ABBY SHUMAN 2005 REMAINDER TRUST | Member | Na | no | 11/2010 | Mar 21, 2012 | Aug 2, 2018 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 29, 2018 | $173M | $173M | 5 | 1 | 0 | 5 | $1.4B |
| 2016 | Mar 30, 2017 | $2.3B | $2.3B | 15 | 7 | n/a | 5 | $1.4B |
| 2015 | Mar 28, 2016 | $3.3B | $3.3B | 18 | 9 | n/a | 6 | $2.3B |
| 2014 | Mar 27, 2015 | $4.0B | $4.0B | 18 | 9 | n/a | 6 | $2.9B |
| 2013 | Mar 27, 2014 | $4.0B | $4.0B | 18 | 7 | n/a | 6 | $2.8B |
| 2012 | Mar 26, 2013 | $4.5B | $4.5B | 16 | 7 | n/a | 7 | $3.1B |
| 2011 | Mar 21, 2012 | $4.6B | $4.6B | n/a | n/a | n/a | 7 | $3.2B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $173M | $2.3B | -92.4% | $4.0B | -64.9% | 4 | 15 | 0 | n/a |