DFX Intelligence

D•••••• R•••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

D•••••• R•••••• P••••

Advisor at B•••••• I••••••••• M••••••••• I••

OMAHA, NE

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Search this name across graphsid dfx:ria:f462d799-d70a-fcf9-21a2-9706df802d02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Apr 14, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••••• R•••••• P••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• I••••••••• M••••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 26derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• I••••••••• M••••••••• I••	Mixed wealth	Feb 11, 2000	n/a	yes	OMAHA, NE	Current employment
B•••••• I••••••••• M••••••••• I••	Mixed wealth	Feb 11, 2000	Dec 31, 2002	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• I••••••••• C•••••• I••	B•••••• I••••••••• A•••••••	Aug 30, 2017	Aug 4, 1999	-6,601	Firm change after gap	Other
B•••••• I••••••••• A•••••••	B•••••• I••••••••• M••••••••• I••	Dec 31, 2013	Feb 11, 2000

Team moves

••• Locked

Team	Left	Joined	From	Kind
105692:105687:NE:2017-08-30	Aug 30, 2017	Aug 4, 1999	OMAHA, NE	Firm change after gap

Relationships

Registered with (3)

→ B•••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Feb 11, 2000 to Dec 31, 2002factForm ADV
→ B•••••• I••••••••• C•••••• I••Registered adviserregistration: previous registration
Apr 14, 1997 to Aug 30, 2017factForm ADV
→ B•••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Sep 4, 1999 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f462d799-d70a-fcf9-21a2-9706df802d02
First observed: Apr 14, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.