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A••••• T••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

A••••• T••••• C•••••••

Advisor at C•••••• S••••• • C••• I•••

Indianapolis, IN

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Sep 17, 2025	n/a	yes	Indianapolis, IN	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 17, 2017	Jan 27, 2021	no	Indianapolis, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	C•••••• S••••• • C••• I•••	Jan 27, 2021	Sep 17, 2025	1,694	Channel change	Other
P•• W••••• M•••••••••	S••••• W••••• A•••••••• I•••	Oct 28, 2014	Jan 17, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
159035:5393:IN:2021-01-27	Jan 27, 2021	Sep 17, 2025	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2017 to Jan 27, 2021factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 19, 2013 to Oct 28, 2014factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.